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FIFTH SEMESTER B.4. pEGREE EXAMINATION
NOVEMBER 2019
(CUCBCSs—UG)
Economics
ECO 58 09—ECONOmics OF CAPITAL MARKET
Time : Three Hours ` Maximum : 80 Marks
Part A (Objective Type Questions)

Write all the twelve questions,
Each question carries ¥ mark.

1. As per the SEBI (ESOS and ESPS) guidelines 1999, ‘ESOS Shares’ means :
(8) Shares arising out of exercise of options granted under ESOS.
(b) Shares arising out of grant of shares under ESPS.
(c) Shares arising out of vesting of options granted under ESOS.
(d) None of the above.

2. Every listed company is required to submit to the Stock Exchange the shareholding pattern of the
Company on a:

(a) Quarterly basis. (b) Monthly Basis.
(c) Yearly Basis. (d) Half Yearly Basis.
3. All securities held by depository shall be:
(a) In physical form.
(b) Either physical form or in dematerialized form.
(€) Dematerialized and in fungible form.
(d) Physical certificate format.

4. The risk management activities and confirmation of trades through the trading system of NSE is
carried out by :

(a) Users. (४) Trading Members.
(c) Clearing Members. (d) Participants.
5. Astock broker means a member of :
(a) SEBI. (b) Any stock exchange.
(c) Any exchange. (d) A recognized Stock exchange.

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