10.

11.

12.

36665

2 D 10353

The financial institutions having loans swapped for bonds can sell all the bonds in :
a) Under-developed markets. b) Developed markets.
c) Primary markets. d) Secondary markets.
SEBI has allowed celebs to endorse which products ?
a) Insurance. b) Stocks and shares.
c) Mutual funds. d) Dividends.
Malhotra Committee was set up in :
a) 1992. b) 1993.
0) 1994. d) 1995.
Method/s of raising capital in the primary market include:
a) IPO. b) Private placement.
c) Rightsissue. d) All the above.

The process by which a client can get physical certificates converted into electronic balances is
called :

a) Derivative. b) Materialisation.
c) Dematerialisation. d) Disinvestment.

is an agreement wherein financial institutions guarantee the issuer for buying

unsold portion of the issue.
a) Underwriting. b) Capital formation.
c) Origination. d) None of these.

Choose the correct statement/s related to OTCEI :

StatementI : It stands for Over-the-Counter Exchange of India.
StatementII : Itis India’s first exchange for large foreign companies.
Statement III : Itis the first screen-based nationwide stock exchange in India.
a) Statement I and II are correct. b) Statement I and III are correct.

c) Statement II andIIl are correct. 9) Statement I, II and III are correct.

(12 x 4% = 6 marks)

36665